Values

Helping our clients remain confident knowing they have an investment team behind them that is dedicated to:

Fiduciary Responsibility

As a fiduciary we are held to the highest standards of conduct and will always act in our clients’ best interests. Our recommended strategies will take an objective and holistic approach, suitable for each person’s financial situation.

Engaged Partnership

As a financial partner, we will implement agreed-upon financial strategies, perform ongoing reviews, and rebalance investment accounts to help keep our clients’ plans on track. We will meet to evaluate each plan’s progress, discuss each person’s specific needs, and make any strategic adjustments.

Complete Transparency

We provide complete transparency of each client’s investment strategy. We provide regular account updates, and clients may view investment performance, allocations, holdings, trades, dividends, and more through our secured portal.

Professional Execution

Our planning, operations, and investment specialists work in concert with an investment committee and insurance specialists to provide additional professional management resources to our clients.

Team

Helping Create Successful Outcomes Through Market Cycles

Wealth Team

Andrew Brenhaug, Founder and President

Andrew is a dedicated holistic financial planner with a passion for prioritizing clients and crafting optimal retirement plans that lead to financial happiness. Andrew’s client-centric approach sets him apart, ensuring that each individual’s unique needs and aspirations take precedence in the financial planning process.

Andrew extends his expertise across multiple states, serving a diverse clientele with personalized solutions tailored to their specific circumstances. With a commitment to putting the client first, he navigates the complexities of financial planning to create a clear roadmap for a successful retirement.

Armed with the best resources and tools available, Andrew empowers his clients with the knowledge and insights needed to make informed decisions. His holistic approach goes beyond mere financial numbers, taking into account the individual dreams and goals that make each retirement plan unique.

Andrew’s mission is clear: to provide clients with the most effective and personalized financial strategies, ensuring they retire not just financially secure, but genuinely happy.

Investment Team

Thomas Rozman, CFA^®, CAIA^®

Chief Investment Officer

Mr. Rozman is responsible for leading the Investment team for Simplicity Wealth. Prior to Simplicity, Mr. Rozman was President and Chief Investment Officer of Sawtooth Solutions. He also worked in Institutional Sales and Trading at Merrill Lynch. Mr. Rozman is a Chartered Financial Analyst®, Chartered Alternative Investment Analyst®, and is Series 65 registered. He has previously held Series 7 and 24 securities licenses. Mr. Rozman earned an M.B.A. from the University of Chicago Booth School of Business and a B.A from St. Olaf College.

Rosie Riley

Head of Operations

Ms. Riley is responsible for leading the Operations team for Simplicity Wealth. She has spent more than 20 years in the financial services space. Prior to Simplicity, Ms. Riley was the President and CEO of HighImpact Consulting LLC, a consulting firm dedicated to optimizing efficiencies for financial services firms. Ms. Riley earned her B.A. from University of Northwestern, St. Paul, with a degree in Business Administration and Management.